Investment Assistant I - Hamden, CTBookmark This
Citizens Financial Group
The key responsibilities of this position are to work closely with the assigned Financial Consultants (1-3) to maximize revenue production by conducting marketing activities, serving as the primary liaison between Operations and the Phonebank, promptly responding to all client service requests, scheduling appointments for assigned Financial Consultants, preparing for Audits, and adhering to all FINRA, CCOIS, CFG and state securities regulations on a daily basis.
Occasionally the incumbent will be responsible for contacting assigned FC's book of business to solidify relationships, coordinate all prospecting and follow-up efforts (telemarketing), serve as client liaison for FC client companies, participate in client enrollment meetings, coordinate and participate in client seminars, follow-up on referrals received from business partners and to provide sales activity reporting.
Travel within assigned geographic location may be required.
Excellent oral and written communications skills
Knowledge of PC applications, spreadsheets and word processing
Ability to prioritize objectives in a fast-paced environment
Bachelor's Degree or equivalent work experience preferred
S6, 63; 65, LAH preferred
Must be able to obtain Series 7 within 120 days
2+ years investment industry experience a plus
Hours and Work Schedule
Hours per Week: 40
Work Schedule: Monday-Friday 8:00AM-5:00PM
Equal Employment Opportunity
It is the policy of CCO Investment Services, Corp. to provide equal employment and advancement opportunities to all colleagues and applicants for employment without regard to race, color, religion, sex, age, national origin, sexual orientation, gender identity or expression, disability, genetic information, pregnancy, veteran or military status, marital or domestic partner status, or any other factor protected by federal, state, and/or local laws.